BEFORE THE ARIZONA CORPORATION COMMISSION
Docket No. S-21361A-25-0158, Temporary Order to Cease and Desist and Notice of Opportunity for Hearing (“TCD”): Lisa Anne Boisselle and her agents, employees, and assigns, shall Cease and Desist from violating the Securities Act, A.R.S. § 44-1801, et seq.
The Securities Division of the Arizona Corporation Commission alleges that Respondents Lisa Anne Boisselle (a.k.a Lisa Homer and Lisa Jager) and LABI Investments LLC d/b/a Wealthwise are engaging in conduct that violates A.R.S. § 44-1841, A.R.S. § 44-1842, and A.R.S. § 44-1991 and that Lisa Anne Boisselle is liable as a controlling person of LABI Investments LLC d/b/a Wealthwise within the meaning of A.R.S. § 44-1999 to the same extent as the entity for violations of A.R.S. § 44-1991. Respondents also engaged in conduct that violates A.R.S. § 44-3201(A)(1) and (A)(13) of the Investment Management Act ("IM Act").
To obtain a copy of the TCD, contact Elizabeth Schmitt by e-mail at eschmitt@azcc.gov or in writing at ACC Securities Division, 1300 W. Washington, 3rd floor, Phoenix, AZ 85007.
If a request for a hearing is not timely made, the Commission may enter an order granting the relief requested in the Notice without a hearing: Order to revoke or suspend Respondents' licenses as investment adviser and investment adviser representative with the Commission pursuant to A.R.S. §44-3201, Order to Cease and Desist, for Restitution, and for Administrative Penalties for each violation of the Securities Act and the IM Act. A Respondent may file a request for a hearing by December 1, 2025, pursuant to A.R.S. §§ 44-1972, 44-3212 and A.A.C. R14-4-307 referencing Docket Number S-21361A-25-0158, by efiling at https://efiling.azcc.gov or by mailing a written request and three copies to Docket Control, Arizona Corporation Commission, 1200 W. Washington, Phoenix, AZ 85007.
Pub: Oct 9, 16, 23, 30, 2025